How the SEC Best Interest Standard Will Impact Arbitration and Regulatory Enforcement Action

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19 Aug

How the SEC Best Interest Standard Will Impact Arbitration and Regulatory Enforcement Action

How the SEC Best Interest Standard Will Impact Arbitration and Regulatory Enforcement Action

Wednesday, August 19, 2020 (2:00 PM to 2:45 PM)

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Join Kessler Collins' expert panel discussion on Reg BI's anticipated impact on FINRA arbitrations and its influence on regulator's enforcement decisions.